David H. Hohimer

HOHIMER WEALTH MANAGEMENT

Seattle, WA 98101

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CRD#: 2146704

Professional summary

David Henry Hohimer, AIF®, CPWA® is a registered financial advisor currently at HOHIMER WEALTH MANAGEMENT, LLC located in Seattle, Washington.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. David has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LENDIN CO LLC; NON-INV RELATED; 600 UNIVERSITY STREET SUITE 2401, SEATTLE, WA 98101; PROVIDES RESIDENTIAL LENDING SERVICES; TITLE: OWNER; START: JUNE 2020; 30 HOURS/MONTH; 0 HOURS DURING TRADING; OWNER OF FIRM PROVIDING RESIDENTIAL LENDING SERVICES 2) RISK & LIABILITY CONSULTANTS LLC; NON-INV RELATED; 600 UNIVERSITY STREET SUITE 2401, SEATTLE, WA 98101; CONNECTS SMALL BUSINESS OWNERS AND INVESTORS WITH LOANS FOR BUSINESS AND COMMERICAL USES; TITLE: OWNER AND LICENSED INSURANCE AGENT; START JUNE 2020; 1 HOUR/MONTH; 0 HOURS DURING TRADING; OWNER AND INSURANCE AGENT CONNECTING INDIVIDUALS WITH LOANS 3) HWM Tax & Accounting Solutions, LLC; Non-Inv Related; UNIVERSITY STREET SUITE 2401, SEATTLE, WA 98101; PROVIDES TAX ADVISORY AND ACCOUTING SERVICES; TITLE: OWNER; START AUGUST 2025; 20 HOURS/MONTH; 0 HOURS DURINGTRADING HOURS. and accounting services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Henry Hohimer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CPWA^®

Certified Private Wealth Advisor

Start date: 2017-11-14

Expire date: 2023-10-31

Experience

Current

April 25, 2019 - Present

HOHIMER WEALTH MANAGEMENT, LLC

Office #1: One Union Square 600 University Street, Suite 2401, Seattle, WA 98101

RIA

CRD#: 300140

Seattle, WA

Past

February 19, 2009 - April 24, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SEATTLE, WA

Past

February 19, 2009 - April 24, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SEATTLE, WA

Past

February 9, 2007 - March 3, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

February 9, 2007 - March 3, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 27, 2001 - February 9, 2007

KEYBANC CAPITAL MARKETS INC.

RIA

CRD#: 566

SEATTLE, WA

Past

November 13, 2001 - February 9, 2007

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

SEATTLE, WA

Past

April 22, 1998 - November 9, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 3, 1998 - April 16, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

August 21, 1992 - March 11, 1998

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

February 4, 1992 - July 20, 1992

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

June 20, 1991 - August 27, 1991

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOHIMER WEALTH MANAGEMENT, LLC

CRD#: 300140 / SEC#: 801-114746

RIA

Registered Investment Advisory firm - (2/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(4/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/18/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/20/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/17/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/14/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/15/2006

General Securities Sales Supervisor - Options Module Examination

Current Firm

HOHIMER WEALTH MANAGEMENT, LLC

CRD#: 300140 / SEC#: 801-114746

RIA

Registered Investment Advisory firm - (2/28/2019 Approved)

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Contact information

Main Address

One Union Square 600 University Street, Suite 2401, Seattle, WA 98101

Mailing Address

Phone number

(206) 709-5955

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOHIMER WEALTH MANAGEMENT FORM ADV 2A BROCHURE (3/31/2025)

HOHIMER WEALTH MANAGEMENT WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,229
AUM (Assets Under Management)	$ 993,696,676

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/17/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David H. Hohimer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Henry Hohimer's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

KEYBANC CAPITAL MARKETS INC.

KEYBANC CAPITAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

CIBC WORLD MARKETS CORP.

H.J. MEYERS & CO., INC.

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

HOHIMER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/1994

Series 63

Date: 6/18/1991

SIE

Date: 10/1/2018

Series 31

Date: 12/20/2003

Series 7

Date: 6/17/1991

Series 10

Date: 9/14/2006

Series 9

Date: 6/15/2006

Current Firm

HOHIMER WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HOHIMER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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