Robert F. Habig

ELLIS INVESTMENT PARTNERS

LANCASTER, PA 17603

Some features on this profile are disabled

CRD#: 2146490

Professional summary

Robert Frederick Habig II is a registered financial advisor currently at ELLIS INVESTMENT PARTNERS, LLC located in Lancaster, Pennsylvania.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RFH FINANCIAL SERVICES POSITION: AGENT NATURE: INSURANCE SALES INVESTMENT RELATED: YES HOURS: 4 INVESTMENT RELATED HOURS: 01/01/1991 TO PRESENT. 2938 COLUMBIA AVE, SUITE 1601, LANCASTER PA 17603. SELL CLIENTS TERM & PERMANENT LIFE INSURANCE, FIXED ANNUITIES, AND LONG TERM CARE, HEALTH & DISABILITY INSURANCE WHEN SUITABLE. // BOARD MEMBER OF MANOR WEST COMMONS OWNERS ASSOCIATION. 2938 COLUMBIA AVE, SUITE 1601, LANCASTER PA 17603. NOT INVESTMENT RELATED. START DATE: SPRING 2018. ONE HOUR PER MONTH. ALONG WITH 4 OTHER BOARD MEMBERS, REVIEW BALANCE SHEET AND P&L, APPROVE OFFICE PARK EXPENSES, AND ENFORCE OWNER ASSOCIATION RULES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Frederick Habig II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2015 - Present

ELLIS INVESTMENT PARTNERS, LLC

Office #1: 2938 Columbia Ave Suite 102, Lancaster, PA 17603

RIA

CRD#: 157669

LANCASTER, PA

Past

August 5, 2003 - October 1, 2015

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

LANCASTER, PA

Past

March 5, 1997 - October 1, 2015

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

LANCASTER, PA

Past

December 10, 1996 - March 6, 1997

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

March 27, 1995 - March 6, 1997

BUCKHEAD FINANCIAL CORPORATION

CRD#: 18398

Past

March 8, 1995 - March 16, 1995

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

July 2, 1993 - March 15, 1995

BUCKHEAD FINANCIAL CORPORATION

CRD#: 18398

Past

September 17, 1991 - July 15, 1993

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 17, 1991 - July 15, 1993

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

July 8, 1991 - August 27, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 8, 1991 - August 27, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELLIS INVESTMENT PARTNERS, LLC

ELLIS INVESTMENT PARTNERS, LLC | SPECTRUM FINANCIAL GROUP INC.

CRD#: 157669 / SEC#: 801-73011

RIA

Registered Investment Advisory firm - (1/6/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/1/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/31/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/5/1991

General Securities Representative Examination

Current Firm

ELLIS INVESTMENT PARTNERS, LLC

ELLIS INVESTMENT PARTNERS, LLC | SPECTRUM FINANCIAL GROUP INC.

CRD#: 157669 / SEC#: 801-73011

RIA

Registered Investment Advisory firm - (1/6/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

920 Cassatt Road 200 Berwyn Park, Suite 115, Berwyn, PA 19312

Mailing Address

Phone number

(484) 320-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	823
AUM (Assets Under Management)	$ 916,741,818

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Sarah Darling

LPL FINANCIAL LLC

IAR

EPHRATA, PA

Shayne Beecher

RBC CAPITAL MARKETS, LLC

IAR

Lancaster, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert F. Habig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Frederick Habig II's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

IFG NETWORK SECURITIES, INC.

BUCKHEAD FINANCIAL CORPORATION

KEOGLER, MORGAN & COMPANY, INC.

BUCKHEAD FINANCIAL CORPORATION

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ELLIS INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/1999

Series 63

Date: 5/31/1991

SIE

Date: 10/1/2015

Series 7

Date: 7/5/1991

Current Firm

ELLIS INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELLIS INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors