Michael P. Hegarty
Professional summary
Michael Patrick Hegarty was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Michael had worked at 1 firm, which includes FINANCIAL SECURITIES NETWORKINC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 1991 - January 1, 1993
FINANCIAL SECURITIES NETWORK,INC.
State Registrations and Notice Filings
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Exams
Series 28
Date: 6/6/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
FINANCIAL SECURITIES NETWORK,INC.
CRD#: 16153 / SEC#: , 8-33371
Contact information
Documents
Red Flags
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