Douglas A. Hadden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Alan Hadden was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1991. Douglas had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 1997 - November 3, 1998
TITAN/VALUE EQUITIES GROUP, INC.
May 28, 1997 - July 31, 1997
GBS FINANCIAL CORP.
July 27, 1995 - May 29, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 25, 1991 - July 27, 1995
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TITAN/VALUE EQUITIES GROUP, INC.
CRD#: 6359 / SEC#: , 8-16697
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
