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Douglas Alan Hadden

CRD# 2146160·Registered 1991 - 1998
Previously Registered: Being a previously registered professional could mean that Douglas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Douglas Alan Hadden was a registered financial advisor. Douglas was a previously registered financial professional and started their career in finance 1991 - 1998. Douglas had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
August 1, 1997 - November 3, 1998
GBS FINANCIAL CORP.·CRD# 16906
BD
Santa Rosa, CA
May 28, 1997 - July 31, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
July 27, 1995 - May 29, 1997
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
June 25, 1991 - July 27, 1995

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Current Firm

TE
TITAN/VALUE EQUITIES GROUP, INC.

TITAN CAPITAL CORPORATION | TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359 / SEC#: 8-16697
BD
Cancelled by SEC on 12/15/1999

Contact Information

Established

California since 05/20/1969

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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DH
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