Kara Grigas
Professional summary
Kara Grigas, who also goes by Kara Lea Grigas, Kara Grigas, Karalea Grigas, Kara Grigas Caligiuri, Kara Grigas-caligiuri, Karalea Grigas-caligiuri, is a registered financial professional currently at RAYMOND JAMES & ASSOCIATES, INC. located in St. Petersburg, Florida and CARILLON FUND DISTRIBUTORS, INC. located in St. Petersburg, Florida.
Kara is registered as a RR (Registered Representative) and started their career in finance in 1998. Kara has worked at 13 firms and has passed the Series 63, Series 99TO, SIE, Series 34, Series 3, Series 7, Series 24 and Series 27 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kara Grigas's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2017 - Present
RAYMOND JAMES & ASSOCIATES, INC.
Office #1: 880 Carillon Parkway, St. Petersburg, FL 33716November 29, 2018 - Present
CARILLON FUND DISTRIBUTORS, INC.
Office #1: 880 Carillon Parkway, St. Petersburg, FL 33716November 29, 2018 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 880 Carillon Parkway, St Petersburg, FL 33716October 21, 2022 - Present
SUMRIDGE PARTNERS, LLC
Office #1: 880 Carillon Parkway, St. Petersburg, FL 33716March 24, 2026 - Present
GREENSLEDGE CAPITAL MARKETS LLC
Office #1: 575 Lexington Avenue 32nd Floor, New York, NY 10022April 12, 2019 - December 20, 2019
SILVER LANE ADVISORS LLC
November 18, 2011 - June 1, 2017
TD AMERITRADE CLEARING, INC.
February 3, 2010 - May 27, 2010
BELLEVUE CHICAGO, LLC
April 27, 2009 - June 1, 2017
TD AMERITRADE, INC.
October 18, 2002 - November 10, 2008
AXOS CLEARING LLC
June 15, 1999 - October 18, 2002
KFS BD, INC.
March 16, 1999 - December 31, 1999
TD AMERITRADE CLEARING, INC.
April 24, 1998 - September 22, 1998
IDS LIFE INSURANCE COMPANY
April 24, 1998 - September 22, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Investors' Exchange LLC
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
GREENSLEDGE CAPITAL MARKETS LLC
CRD#: 151026 / SEC#: , 8-68328
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENSLEDGE HOLDINGS LLC | OWNER | |
| GOLDWASSER PLUTZIK, LESLEY DANA | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 1315659 |
| KANE, JAMES BRASSLER | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 2568683 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| WORMSER, KENNETH MARK | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 2099206 |
| ZEITLIN, BRIAN SCOTT | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/MEMBER OF MANAGEMENT COMMITTEE | 2898818 |
Red Flags
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Company Information
GREENSLEDGE CAPITAL MARKETS LLC
CRD#: 151026St. Petersburg, FL 33716TRUST BUT VERIFY
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