Bryan L. Sanders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Laurence Sanders, who also goes by Bryan L Sanders, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1991. Bryan had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2020 - March 13, 2023
COVA CAPITAL PARTNERS LLC
March 16, 2010 - April 30, 2020
CLEARVIEW TRADING ADVISORS, INC.
June 29, 2000 - July 20, 2000
BNP PARIBAS INVESTMENT SERVICES, LLC
June 29, 2000 - October 9, 2008
BNP PARIBAS SECURITIES CORP.
December 6, 1996 - January 14, 2000
COWEN AND COMPANY
June 21, 1996 - September 18, 1996
M. J. WHITMAN, INC.
September 1, 1995 - June 3, 1996
CIBC WOOD GUNDY SECURITIES CORP.
October 27, 1994 - September 1, 1995
THE ARGOSY SECURITIES GROUP, L.P.
October 23, 1991 - August 8, 1994
DABNEY/RESNICK/IMPERIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COVA CAPITAL PARTNERS LLC
CRD#: 109761 / SEC#: , 8-53105
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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