JM
Jeffrey C. Mcclellan
CETERA INVESTMENT ADVISERS LLC
ROSENBERG, TX 77471
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CRD#: 2145884
JM
Professional summary
Jeffrey Charles Mcclellan, who also goes by Jeff Mcclellan, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Rosenberg, Texas and CETERA WEALTH SERVICES, LLC located in Rosenberg, Texas.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jeffrey has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Mcclellan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Jeffrey C. McClellan, CPA, PLLC~'NIR'~830 3rd St., Ste 205~Rosenberg~TX~77471~Accounting Services/Tax Preparation~Other~5/13/2010~130hrs~100hrs~I am the owner of the company. My primary activities are to prepare and review tax returns and facilitate the accounting for business clients. I schedule employees to meet client demand, facilitate payroll, perform market awareness and client marketing. I monitor current trends and information and pass through to clients. I schedule meetings with new clients to assess services and prepare projects to fulfill needs and wants. 2) ROSENBERG RAILROAD MUSEUM; Board Member: Non-profit board member. Oversight of the museum policies and procedures. INVESTMENT RELATED: No; 3; 0; 09/26/2022; 1921 Ave F, Rosenberg TX 77471; Attend meetings, assist in policy decisions and volunteer at museum events. This is an unpaid position. 3) NAME OF OTHER BUSINESS: ATTACK POVERTY , INVESTMENT RELATED: NO, ADDRESS: PO BOX 63, RICHMOND, TX 77406, NATURE OF BUSINESS: NON-PROFIT, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP TREASURER:, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSITE OF ALL FUNDS, VERIFY THE ACCURACY OF ACCOUNTS OF ALL MONEY RECEIVED AND PAID OUT;
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Charles Mcclellan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 830 3rd Street Ste 214, Rosenberg, TX 77471RIA
CRD#: 105644
ROSENBERG, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 830 3rd Street Ste 214, Rosenberg, TX 77471BD
CRD#: 13572
Rosenberg, TX
Past
February 12, 2020 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Rosenberg, TX
Past
December 12, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Rosenberg, TX
Past
August 5, 1992 - December 21, 1993
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/12/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Rosenberg, TX 77471TRUST BUT VERIFY
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