Bradford C. Hixson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradford Charles Hixson was a registered financial professional .
Bradford is a previously registered financial professional and started their career in finance in 1991. Bradford had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2018 - January 23, 2024
LIDO
August 11, 2011 - February 2, 2018
FIDELITY BROKERAGE SERVICES LLC
November 7, 2003 - March 9, 2011
PACIFIC AMERICAN SECURITIES, LLC
January 16, 2003 - June 21, 2010
FIRST AMERICAN TRUST
May 16, 2001 - October 25, 2002
STRATEGIC ADVISERS LLC
September 26, 2000 - October 25, 2002
FIDELITY PERSONAL TRUST COMPANY, FSB
November 19, 1996 - October 25, 2002
FIDELITY BROKERAGE SERVICES LLC
October 2, 1995 - November 14, 1996
THE O.N. EQUITY SALES COMPANY
July 15, 1993 - December 31, 1994
AMERICAN EXPRESS SERVICE CORPORATION
July 31, 1991 - October 2, 1995
IDS LIFE INSURANCE COMPANY
July 31, 1991 - October 2, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
LIDO
CRD#: 269866 / SEC#: 801-100433
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIDO
CRD#: 269866 / SEC#: 801-100433
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 27,931 |
| AUM (Assets Under Management) | $ 29,080,337,946 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 11/26/2024 | ||
| 01/26/2024 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
