Michael Y. Rojas

BROOKSTONE WEALTH ADVISORS

Phoenix, AZ 85014

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CRD#: 2145760

Professional summary

Michael Ybarra Rojas is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Phoenix, Arizona and RELIANT INVESTMENT MANAGEMENT located in Phoenix, Arizona.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Michael has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 25% Owner and of Reliant Estate and Insurance Services - The business engages in insurance based financial products (i.e. Annuities and Life Insurance) 4745 N. 7th Street #310 Phoenix, AZ. 85014 03/2023-Present 80 hours per month with 4 hours daily during trading hours. 2) I AM 25% OWNER OF A LAW FIRM-RELIANT LAW GROUP. I DO NOT RECEIVE A SALARY NOR DO I PRACTICE LAW AS I AM NOT AN ATTORNEY. 3)I ALSO OWN 25% SHARE OF RELIANT GROUP HOLDINGS LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ybarra Rojas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2023 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 4745 N. 7th Street #310, Phoenix, AZ 85014

RIA

CRD#: 137658

Phoenix, AZ

Current

January 25, 2024 - Present

RELIANT INVESTMENT MANAGEMENT

Office #1: 4745 N. 7th Street #310, Phoenix, AZ 85014

RIA

CRD#: 328754

Phoenix, AZ

Past

July 8, 2019 - July 14, 2023

FINANCIAL & TAX ARCHITECTS, LLC

RIA

CRD#: 119169

Chandler, AZ

Past

July 18, 1991 - October 8, 1991

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

July 18, 1991 - October 8, 1991

EQUITABLE ADVISORS, LLC

CRD#: 6627

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/20/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/17/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/16/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael Y. Rojas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ybarra Rojas's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

RELIANT INVESTMENT MANAGEMENT

FINANCIAL & TAX ARCHITECTS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/20/2019

Series 63

Date: 6/17/1991

Series 6

Date: 7/16/1991

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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