Edward S. Lamontagne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Steven Lamontagne, who also goes by Ted Lamontagne, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1992. Edward had worked at 11 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2012 - August 22, 2014
KESTRA INVESTMENT SERVICES, LLC
April 15, 2009 - December 23, 2010
GROVE POINT INVESTMENTS, LLC
July 18, 2007 - March 12, 2008
EQUITY SERVICES, INC.
April 19, 2007 - July 6, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 1, 2005 - September 11, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 5, 2003 - March 15, 2005
BROWNCO, LLC
November 5, 1999 - September 13, 2002
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 8, 1997 - May 20, 1997
NATIONAL FINANCIAL SERVICES LLC
December 22, 1995 - December 31, 1996
FIDELITY BROKERAGE SERVICES LLC
March 21, 1995 - September 15, 1995
PRUDENTIAL EQUITY GROUP, LLC
March 9, 1993 - March 16, 1995
FIDELITY DISTRIBUTORS COMPANY LLC
August 10, 1992 - January 4, 1993
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
