William T. Tidwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Timothy Tidwell, who also goes by Tim Tidwell, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1991. William had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2001 - November 7, 2001
GLP INVESTMENT SERVICES, LLC
April 8, 1997 - February 19, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 7, 1997 - April 18, 1997
ANCHOR MANAGEMENT GROUP, INC.
May 11, 1995 - December 1, 1996
SUMMIT BROKERAGE SERVICES, INC.
July 8, 1992 - May 9, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 16, 1991 - April 2, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 16, 1991 - April 2, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLP INVESTMENT SERVICES, LLC
CRD#: 25450 / SEC#: , 8-41868
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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