Wade M. Wacker
WACKER & ASSOCIATES
Jackson, MN 56143
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CRD#: 2145660
Professional summary
Wade Mitchell Wacker, CFP® is a registered financial advisor currently at WACKER & ASSOCIATES, INC. located in Jackson, Minnesota.
Wade is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Wade has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)MR. WACKER HELPS MANAGE B.I.L. ENTERPRISES, LLC, WHICH OWNS RENTAL PROPERTIES. THIS ACTIVITY REQUIRES APPROXIMATELY 4 HOURS PER MONTH. 2)MR. WACKER IS A PARTNER IN BULLS ENTERPRISES, LLC, WHICH PURCHASES AND SELLS COMMERCIAL AND RESIDENTIAL REAL ESTATE. THIS ACTIVITY REQUIRES APPROXIMATELY 1 HOUR PER QUARTER. 3)MR. WACKER IS OWNER OF RESOLUTE FINANCIAL GROUP IN JACKSON, MN, WHICH PROVIDES ACCOUNTING SERVICES. THIS ACTIVITY REQUIRES APPROXIMATELY 6 HOUR PER MONTH. 4)MR. WACKER IS A MEMBER OF YBIC, LLC, WHICH INVESTS IN START-UP COMPANIES. THIS ACTIVITY REQUIRES APPROXIMATELY 1 HOUR PER MONTH. 5)MR. WACKER OVERSEES OPERATIONS OF KEARNEY PARK, LLC. THIS ACTIVITY REQUIRES APPROXIMATELY 2 HOURS PER MONTH. 6)MR. WACKER ESTABLISHED PRINCIPAL INVESTMENT GROUP, LLC, CORE CAPITAL, LLC AND PORK PLACE, LLC, WHICH PURCHASE FARMLAND AND AGRICULTURAL FACILITIES. THIS ACTIVITY REQUIRES APPROXIMATELY 1 HOUR PER MONTH. 7)MR. WACKER IS A BOARD MEMBER OF LAST DECK, INC., A MANUFACTURING COMPANY LOCATED IN JACKSON, MN. THIS ACTIVITY REQUIRES APPROXIMATELY 1 HOUR PER QUARTER. 8)MR. WACKER OVERSEES OPERATIONS FOR REASONS FOR HOPE, A CHRISTIAN MINISTRY. THIS ACTIVITY REQUIRES APPROXIMATELY 60 HOURS PER MONTH, APPROXIMATELY 20 HOURS/MONTH DURING NORMAL TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Wade Mitchell Wacker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
December 9, 2013 - Present
WACKER & ASSOCIATES, INC.
Office #1: 208 Sherman Street, Jackson, MN 56143RIA
CRD#: 159879
Jackson, MN
Past
February 3, 2003 - November 30, 2012
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
JACKSON, MN
Past
February 3, 2003 - November 30, 2012
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
JACKSON, MN
Past
August 25, 1999 - January 27, 2003
NATHAN & LEWIS SECURITIES, INC.
RIA
CRD#: 8503
JACKSON, MN
Past
April 16, 1998 - February 21, 2003
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
April 10, 1997 - April 16, 1998
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
May 16, 1991 - April 16, 1997
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 16, 1991 - April 16, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
W&
WACKER & ASSOCIATES, INC.
UNITED FINANCIAL RESOURCES ADVISORY GROUP | WACKER & ASSOCIATES, INC.
CRD#: 159879 / SEC#: 801-132015
RIA
Registered Investment Advisory firm - (2/21/2025 Approved)Iowa
Registered Investment Advisory firm - (6/17/2025 Terminated)Kentucky
Registered Investment Advisory firm - (6/17/2025 Terminated)Minnesota
Registered Investment Advisory firm - (6/18/2025 Terminated)South Dakota
Registered Investment Advisory firm - (6/17/2025 Terminated)Texas
Registered Investment Advisory firm - (6/17/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(3/9/2022)
IAR
Kentucky(1/27/2016)
IAR
Minnesota(12/9/2013)
IAR
South Dakota(12/13/2021)
IAR
Texas(2/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
W&
WACKER & ASSOCIATES, INC.
UNITED FINANCIAL RESOURCES ADVISORY GROUP | WACKER & ASSOCIATES, INC.
CRD#: 159879 / SEC#: 801-132015
RIA
Registered Investment Advisory firm - (2/21/2025 Approved)Iowa
Registered Investment Advisory firm - (6/17/2025 Terminated)Kentucky
Registered Investment Advisory firm - (6/17/2025 Terminated)Minnesota
Registered Investment Advisory firm - (6/18/2025 Terminated)South Dakota
Registered Investment Advisory firm - (6/17/2025 Terminated)Texas
Registered Investment Advisory firm - (6/17/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
208 Sherman Street, Jackson, MN 56143
Mailing Address
Phone number
(507) 847-3886
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 303 |
| AUM (Assets Under Management) | $ 141,707,357 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
