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Wade Mitchell Wacker

Wade Mitchell Wacker

CFP®
WACKER & ASSOCIATES
JACKSON, MN
·CRD# 2145660·35 years experience

Professional Summary

Wade Mitchell Wacker, CFP® is a registered financial advisor currently at WACKER & ASSOCIATES, INC. located in Jackson, Minnesota. Wade is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Wade has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1996

Years of Experience

35 years in the financial services industry

Current & Past Employments

WACKER & ASSOCIATES, INC.·CRD# 159879
RIA
208 Sherman Street, Jackson, MN 56143
December 9, 2013 - Present
INVEST FINANCIAL CORPORATION·CRD# 12984
RIA
Jackson, MN
February 3, 2003 - November 30, 2012
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Jackson, MN
February 3, 2003 - November 30, 2012
NATHAN & LEWIS SECURITIES, INC.·CRD# 8503
RIA
Jackson, MN
August 25, 1999 - January 27, 2003
NATHAN & LEWIS SECURITIES, INC.·CRD# 8503
BD
New York, NY
April 16, 1998 - February 21, 2003
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
April 10, 1997 - April 16, 1998
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
May 16, 1991 - April 16, 1997
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
May 16, 1991 - April 16, 1997

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Current Firm

W&
WACKER & ASSOCIATES, INC.

UNITED FINANCIAL RESOURCES ADVISORY GROUP | WACKER & ASSOCIATES, INC.

CRD#: 159879 / SEC#: 801-132015
RIA
Registered Investment Advisory firm - SEC (2/21/2025 Approved)
Iowa
Registered Investment Advisory firm - Iowa (6/17/2025 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (6/17/2025 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (6/18/2025 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (6/17/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (6/17/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

208 Sherman Street, Jackson, MN 56143

Phone Number

(507) 847-3886

# of Employees

4

SEC notice filing (7 States and Territories)

Registered to provide investment advisory services in 7 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WACKER & ASSOCIATES, INC. ADV PART 2A FIRM BROCHURE (3/3/2026)

Regulatory Assets Under Management

Total Number of Accounts

421

AUM (Assets Under Management)

$180,181,134

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)MR. WACKER HELPS MANAGE B.I.L. ENTERPRISES, LLC, WHICH OWNS RENTAL PROPERTIES. THIS ACTIVITY REQUIRES APPROXIMATELY 4 HOURS PER MONTH. 2)MR. WACKER IS A PARTNER IN BULLS ENTERPRISES, LLC, WHICH PURCHASES AND SELLS COMMERCIAL AND RESIDENTIAL REAL ESTATE. THIS ACTIVITY REQUIRES APPROXIMATELY 1 HOUR PER QUARTER. 3)MR. WACKER IS OWNER OF RESOLUTE FINANCIAL GROUP IN JACKSON, MN, WHICH PROVIDES ACCOUNTING SERVICES. THIS ACTIVITY REQUIRES APPROXIMATELY 6 HOUR PER MONTH. 4)MR. WACKER IS A MEMBER OF YBIC, LLC, WHICH INVESTS IN START-UP COMPANIES. THIS ACTIVITY REQUIRES APPROXIMATELY 1 HOUR PER MONTH. 5)MR. WACKER OVERSEES OPERATIONS OF KEARNEY PARK, LLC. THIS ACTIVITY REQUIRES APPROXIMATELY 2 HOURS PER MONTH. 6)MR. WACKER ESTABLISHED PRINCIPAL INVESTMENT GROUP, LLC, CORE CAPITAL, LLC AND PORK PLACE, LLC, WHICH PURCHASE FARMLAND AND AGRICULTURAL FACILITIES. THIS ACTIVITY REQUIRES APPROXIMATELY 1 HOUR PER MONTH. 7)MR. WACKER IS A BOARD MEMBER OF LAST DECK, INC., A MANUFACTURING COMPANY LOCATED IN JACKSON, MN. THIS ACTIVITY REQUIRES APPROXIMATELY 1 HOUR PER QUARTER. 8)MR. WACKER OVERSEES OPERATIONS FOR REASONS FOR HOPE, A CHRISTIAN MINISTRY. THIS ACTIVITY REQUIRES APPROXIMATELY 60 HOURS PER MONTH, APPROXIMATELY 20 HOURS/MONTH DURING NORMAL TRADING HOURS.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
W&
WACKER & ASSOCIATES, INC.

UNITED FINANCIAL RESOURCES ADVISORY GROUP | WACKER & ASSOCIATES, INC.

CRD#: 159879 / SEC#: 801-132015
RIA
Registered Investment Advisory firm - SEC (2/21/2025 Approved)
Iowa
Registered Investment Advisory firm - Iowa (6/17/2025 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (6/17/2025 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (6/18/2025 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (6/17/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (6/17/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Minnesota
(12/9/2013)
IAR
Texas
(2/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1998About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Wade Mitchell Wacker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Wade Mitchell Wacker
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