Emanuel J. Friedman
Professional summary
Emanuel Joshua Friedman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Emanuel is a previously registered financial advisor and started their career in finance in 1973. Prior to being barred, Emanuel had worked at 6 firms, which includes FBR INVESTMENT MANAGEMENT INC., FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC, B. RILEY SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, JOHNSTON LEMON & CO. INCORPORATED, LEGG MASON WOOD WALKER INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2004 - May 26, 2005
FBR INVESTMENT MANAGEMENT, INC.
April 17, 2003 - December 31, 2003
FBR INVESTMENT MANAGEMENT, INC.
June 24, 2002 - April 14, 2003
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC
October 30, 1989 - May 24, 2005
B. RILEY SECURITIES, INC.
August 3, 1989 - November 11, 1989
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 17, 1985 - July 7, 1989
JOHNSTON, LEMON & CO. INCORPORATED
May 24, 1973 - August 5, 1985
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 5/22/1973
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
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