DT
Dale R. Teachout
INVESTOR FAN
BIG TIMBER, MT 59011
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CRD#: 2145516
DT
Professional summary
Dale Russell Teachout is a registered financial advisor currently at INVESTOR FAN located in Big Timber, Montana.
Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Dale has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.TEACHOUT INVESTMENT MANAGEMENT, DBA NAME
CRS (Client Relationship Summary) - RIA
Click below to view Dale Russell Teachout's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2013 - Present
INVESTOR FAN
Office #1: 116 W. Second Street, Big Timber, MT 59011RIA
CRD#: 159301
BIG TIMBER, MT
Past
February 28, 2012 - January 28, 2013
CETERA ADVISORS LLC
RIA
CRD#: 10299
BIG TIMBER, MT
Past
February 28, 2012 - January 28, 2013
CETERA ADVISORS LLC
BD
CRD#: 10299
BIG TIMBER, MT
Past
July 17, 2000 - February 28, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
LIVINGSTON, MT
Past
June 23, 2000 - February 28, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
BIG TIMBER, MT
Past
June 1, 1993 - July 19, 2000
PACIFIC HARBOR SECURITIES, INC.
BD
CRD#: 8755
HIGHLAND, UT
Past
June 27, 1991 - June 1, 1993
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INVESTOR FAN
BOWHAY INVESTMENTS | TWIN PEAKS WEALTH ADVISORS | STEELHEAD WEALTH MANAGEMENT, LLC | SHERPA WEALTH STRATEGIES | RETIREMENT RISK MANAGERS | PANFILI FINANCIAL SERVICES, INC. | MARGO PORTER PANFILI | INVESTOR'S FIDUCIARY ADVISOR NETWORK, LLC | INVESTOR'S FAN | INVESTOR FAN | DONIVAN WEALTH MANAGEMENT
CRD#: 159301 / SEC#: 801-111660
RIA
Registered Investment Advisory firm - (9/11/2017 Approved)California
Registered Investment Advisory firm - (12/7/2017 Terminated)Idaho
Registered Investment Advisory firm - (11/7/2017 Terminated)Montana
Registered Investment Advisory firm - (11/7/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/8/2017 Terminated)Texas
Registered Investment Advisory firm - (11/7/2017 Terminated)Washington
Registered Investment Advisory firm - (11/15/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Montana(1/30/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IF
INVESTOR FAN
BOWHAY INVESTMENTS | TWIN PEAKS WEALTH ADVISORS | STEELHEAD WEALTH MANAGEMENT, LLC | SHERPA WEALTH STRATEGIES | RETIREMENT RISK MANAGERS | PANFILI FINANCIAL SERVICES, INC. | MARGO PORTER PANFILI | INVESTOR'S FIDUCIARY ADVISOR NETWORK, LLC | INVESTOR'S FAN | INVESTOR FAN | DONIVAN WEALTH MANAGEMENT
CRD#: 159301 / SEC#: 801-111660
RIA
Registered Investment Advisory firm - (9/11/2017 Approved)California
Registered Investment Advisory firm - (12/7/2017 Terminated)Idaho
Registered Investment Advisory firm - (11/7/2017 Terminated)Montana
Registered Investment Advisory firm - (11/7/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/8/2017 Terminated)Texas
Registered Investment Advisory firm - (11/7/2017 Terminated)Washington
Registered Investment Advisory firm - (11/15/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Boise, ID
Mailing Address
Phone number
(425) 372-7517
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,515 |
| AUM (Assets Under Management) | $ 427,729,824 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
