Kenneth A. Parker
Professional summary
Kenneth Arthur Parker was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth Arthur Parker, who also goes by Ken Parker, was a registered financial advisor .
Kenneth is a previously registered financial advisor and started their career in finance in 1991. Kenneth had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2004 - December 4, 2008
QA3 FINANCIAL LLC
January 7, 2004 - September 22, 2010
QA3 FINANCIAL CORP.
December 9, 2002 - January 6, 2004
LPL FINANCIAL LLC
December 5, 2002 - January 6, 2004
LPL FINANCIAL LLC
June 22, 2000 - December 5, 2002
FIRST MONTAUK SECURITIES CORP.
April 27, 2000 - December 5, 2002
FIRST MONTAUK SECURITIES CORP.
August 22, 1994 - April 26, 2000
LPL FINANCIAL LLC
March 30, 1994 - August 30, 1994
USA CAPITAL
March 22, 1994 - March 31, 1994
LPL FINANCIAL LLC
October 16, 1991 - March 22, 1994
USA CAPITAL
July 30, 1991 - October 17, 1991
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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