CS
Charles L. Simmons
TRUWEALTH ADVISORS
METAIRIE, LA 70002-6785
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CRD#: 2145300
CS
Professional summary
Charles Lee Simmons, CFP®, ChFC®, CLU®, who also goes by Chuck Simmons, is a registered financial advisor currently at TRUWEALTH ADVISORS, LLC located in Metairie, Louisiana.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Charles has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chuck Simmons
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fixed Insurance; Investment related; See Current Branch Location; Fixed / traditional insurance; Agent; 7/2020; 1-5 hrs/mo; 5+ hrs during trading; Sales of fixed / traditional insurance products and commercial /// 2) CL Simmons LLC; Investment related; See Current Residential Address; Commercial rental property LLC; Owner; 1/2008; 0-1 hrs/mo; 0 hrs during trading; LLC for commercial building used as rental/schedule maintenance as needed/collect rent checks./// 3) Vintage Condo Association; Not Investment Related; 4140 Unit C, Chateau Blvd, Kenner, LA 70065; Condo Association; President; 11/01/2025; 0-1hrs/mo; 0hrs during trading; Lead board meetings, ensure condo rules are enforced, etc./// 4) Baptist Community Ministries; Not Investment Related; 400 Poydras St #2950, NOLA; Charity; Board Member; 01/01/2023; 0-2hrs/mo; 0 hrs during trading; Board Member/// 5) CCEMNS, LLC; Not Investment Related; Current Residential Address; Commercial rental property LLC; Owner; 1/2023; 0-1 hrs/mo; 0 hrs during trading; LLC for NorthShore commercial building used as rental/schedule maintenance as needed/collect rent checks./// 6) CCEM, LLC; Not Investment Related; Current Residential Address; Commercial rental property LLC; Owner; 3/2015; 0-3 hrs/mo; 0 hrs during trading; LLC for SouthShore commercial building used as rental/schedule maintenance as needed/collect rent checks./// 7) TruWealth Holdings, LLC; investment related; same as office address; parent holding company of TruWealth Advisors; owner; 06/2021; 0-3 hrs/mo; 0 hrs during trading; LLC holding company for TruWealth Advisors, LLC - no specific duties. /// 8) Matt619-21, LLC; investment related; 2810 N. Church St. Num 889445, Wilmington, DE 19802; LLC for Forex trading; member; owner; 04/16/2025; 2 hrs/mo; 0 hrs during trading; LLC created to hold Forex accounts for currency trading. ///
CRS (Client Relationship Summary) - RIA
Click below to view Charles Lee Simmons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 17, 2020 - Present
TRUWEALTH ADVISORS, LLC
Office #1: 2700 Lake Villa Drive Suite 200, Metairie, LA 70002-6785RIA
CRD#: 306876
METAIRIE, LA
Past
July 20, 2020 - March 1, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Metairie, LA
Past
October 6, 2006 - July 23, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Metairie, LA
Past
June 5, 1991 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 5, 1991 - July 23, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Metairie, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUWEALTH ADVISORS, LLC
KNIGHT ADVISORS, LLC | TRUWEALTH ADVISORS, LLC
CRD#: 306876 / SEC#: 801-119073
RIA
Registered Investment Advisory firm - (7/17/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(7/17/2020)
IAR
Texas(7/17/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TA
TRUWEALTH ADVISORS, LLC
KNIGHT ADVISORS, LLC | TRUWEALTH ADVISORS, LLC
CRD#: 306876 / SEC#: 801-119073
RIA
Registered Investment Advisory firm - (7/17/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2700 Lake Villa Drive Suite 200, Metairie, LA 70002-6785
Mailing Address
Phone number
(504) 779-7799
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,157 |
| AUM (Assets Under Management) | $ 2,535,697,292 |
Red Flags
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Company Information
TRUWEALTH ADVISORS, LLC
CRD#: 306876Metairie, LA 70002-6785TRUST BUT VERIFY
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Contact information
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