Ian A. Bonner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ian Andrew William Bonner, who also goes by Ian A W Bonner, Ian Aw Bonner, Ian Andrew William, was a registered financial professional .
Ian is a previously registered financial professional and started their career in finance in 1991. Ian had worked at 10 firms and has passed the Series 63, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2009 - November 15, 2012
MORGAN STANLEY
June 1, 2009 - November 15, 2012
MORGAN STANLEY
December 10, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
December 5, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 15, 2005 - January 16, 2007
CHASE INVESTMENT SERVICES CORP.
August 15, 2005 - January 16, 2007
CHASE INVESTMENT SERVICES CORP.
March 30, 2005 - August 16, 2005
FARMERS FINANCIAL SOLUTIONS, LLC
August 16, 2000 - April 7, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
August 3, 2000 - April 7, 2003
IDS LIFE INSURANCE COMPANY
August 3, 2000 - April 7, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
November 9, 1999 - January 28, 2000
NYLIFE SECURITIES LLC
September 30, 1998 - September 10, 1999
WESTERN INTERNATIONAL SECURITIES, INC.
July 23, 1997 - September 24, 1998
PFS INVESTMENTS INC.
June 17, 1991 - December 13, 1995
INTERFIRST CAPITAL CORPORATION
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
