Anastasios D. Rigas
Professional summary
Anastasios Dionysios Rigas II, who also goes by Anastasios Dionysios Rigas, Tony Rigas, is a registered financial professional currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas.
Anastasios is registered as a RR (Registered Representative) and started their career in finance in 1991. Anastasios has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anastasios Dionysios Rigas II's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2021 - Present
NEXPOINT SECURITIES, INC.
Office #1: 200 Crescent Court Suite 700, Dallas, TX 75201November 2, 1999 - March 26, 2002
CITIGROUP GLOBAL MARKETS INC.
March 27, 1992 - November 4, 1999
MORGAN STANLEY DW INC.
August 26, 1991 - February 28, 1992
RAUSCHER PIERCE REFSNES, INC.
August 19, 1991 - December 3, 1991
SOLOMON ADVISORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/2/2023)
(10/20/2021)
(5/11/2021)
(1/17/2023)
(8/16/2021)
(12/6/2021)
(2/7/2022)
(5/31/2021)
(3/24/2022)
(5/1/2023)
(2/7/2022)
(5/24/2022)
(3/22/2021)
Exams
Series 7TO
Date: 3/1/2021
General Securities Representative ExaminationFINRA
Current Firm
NEXPOINT SECURITIES, INC.
CRD#: 165013 / SEC#: , 8-69128
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
NEXPOINT SECURITIES, INC.
CRD#: 165013Dallas, TX 75201TRUST BUT VERIFY
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