William A. Friedlander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Alfred Friedlander was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1957. William had worked at 5 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2012 - April 12, 2018
BARTLETT & CO. LLC
January 1, 2000 - April 3, 2012
BARTLETT & CO
January 10, 1996 - December 6, 2005
LEGG MASON WOOD WALKER, INCORPORATED
February 25, 1976 - January 10, 1996
BARTLETT & CO.
November 25, 1957 - February 25, 1976
BENJ D BARTLETT & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/25/1957
Registered Representative ExaminationCurrent Firm
BARTLETT & CO. LLC
CRD#: 159973 / SEC#: 801-73057
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
