James W. Rush

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CRD#: 2144981

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Williamson Rush, who also goes by Bill Rush, James Williamson Rush II, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1991. James had worked at 2 firms and has passed the Series 65, Series 63, Series 2 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill Rush | James Williamson Rush Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 20, 2002 - December 31, 2012

ROGERS WEALTH GROUP, INC.

RIA

CRD#: 107409

FORT WORTH, TX

Past

July 10, 1991 - October 23, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROGERS WEALTH GROUP, INC.

INSTITUTIONAL CONSULTING GROUP, A DIVISION OF ROGERS CAPITAL MANAGEMENT, INC. | ROGERS WEALTH GROUP, INC. | ROGERS INSTITUTIONAL ADVISORY CORP. | ROGERS CAPITAL MANAGEMENT, INC.

CRD#: 107409 / SEC#: 801-51602

RIA

Registered Investment Advisory firm - (3/22/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/22/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 2

Date: 10/13/1995

Non-Member General Securities Examination

General Industry/Product Exam

Series 7

Date: 7/8/1991

General Securities Representative Examination

Current Firm

ROGERS WEALTH GROUP, INC.

INSTITUTIONAL CONSULTING GROUP, A DIVISION OF ROGERS CAPITAL MANAGEMENT, INC. | ROGERS WEALTH GROUP, INC. | ROGERS INSTITUTIONAL ADVISORY CORP. | ROGERS CAPITAL MANAGEMENT, INC.

CRD#: 107409 / SEC#: 801-51602

RIA

Registered Investment Advisory firm - (3/22/1996 Approved)

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Contact information

Main Address

1330 Summit Avenue, Fort Worth, TX 76102

Mailing Address

Phone number

(817) 334-0351

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE DECEMBER 2024 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	855
AUM (Assets Under Management)	$ 960,836,725

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James W. Rush

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ROGERS WEALTH GROUP, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ROGERS WEALTH GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/2002

Series 63

Date: 7/22/1991

Series 2

Date: 10/13/1995

Series 7

Date: 7/8/1991

Current Firm

ROGERS WEALTH GROUP, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROGERS WEALTH GROUP, INC.

TRUST BUT VERIFY

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