Clark D. Stout
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clark Douglas Stout was a registered financial professional .
Clark is a previously registered financial professional and started their career in finance in 1992. Clark had worked at 6 firms and has passed the Series 63, Series 7TO, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2020 - March 22, 2022
BLOOMBERG TRADEBOOK LLC
August 15, 2005 - April 7, 2011
ARITAS SECURITIES LLC
October 8, 1996 - July 29, 2005
JEFFERIES LLC
May 9, 1996 - October 11, 1996
CMJ PARTNERS LLC
May 20, 1993 - August 1, 1995
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
March 18, 1992 - November 13, 1992
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/19/2024
General Securities Representative ExaminationSeries 55
Date: 5/1/2000
Limited Representative-Equity Trader ExamCurrent Firm
BLOOMBERG TRADEBOOK LLC
CRD#: 40881 / SEC#: , 8-49219
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
