AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CF

Claire C. Friedrichs

MOORS & CABOT
New Orleans, LA 70130
Some features on this profile are disabled
CRD#: 2144703
CF
Claire Cofer FriedrichsMOORS & CABOT

Professional summary

Claire Cofer Friedrichs, who also goes by Claire Cofer Richmond, Claire Friedrichs Taylor, is a registered financial advisor currently at MOORS & CABOT, INC. located in New Orleans, Louisiana.

Claire is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Claire has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Aliases

Claire Cofer Richmond | Claire Friedrichs Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claire Cofer Friedrichs's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Claire Cofer Friedrichs's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 20, 2026 - Present

MOORS & CABOT, INC.

Office #1: 400 Poydras St Suite 2100, New Orleans, LA 70130
RIA
BD
CRD#: 594
New Orleans, LA
Current

July 17, 2026 - Present

MOORS & CABOT, INC.

Office #1: 400 Poydras St Suite 2100, New Orleans, LA 70130
RIA
BD
CRD#: 594
New Orleans, LA
Past

August 19, 2021 - July 17, 2026

COKER & PALMER

BD
CRD#: 29163
New Orleans, LA
Past

August 13, 2021 - July 17, 2026

COKER & PALMER

RIA
CRD#: 29163
New Orleans, LA
Past

March 25, 2013 - August 23, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
Mandeville, LA
Past

March 22, 2013 - August 23, 2021

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
Mandeville, LA
Past

December 2, 2005 - March 25, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MANDEVILLE, LA
Past

December 2, 2005 - March 25, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MANDEVILLE, LA
Past

September 8, 1993 - December 7, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MANDEVILLE, LA
Past

October 5, 1992 - August 31, 1993

HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.

BD
CRD#: 414
NEW ORLEANS, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MOORS & CABOT, INC.
MOORS & CABOT, INC.
MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC

CRD#: 594 / SEC#: 801-48726, 8-23060

RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Louisiana
(7/23/2026)
IAR
Louisiana
(7/23/2026)
RR
Mississippi
(7/23/2026)
RR
North Carolina
(7/23/2026)
RR
Texas
(7/20/2026)
IAR
Texas
(7/20/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/28/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/31/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/1/1992
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

MOORS & CABOT, INC.
MOORS & CABOT, INC.
MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC

CRD#: 594 / SEC#: 801-48726, 8-23060

RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Loading...

Contact information

Main Address
One Federal Street 19th Floor, Boston, MA 02110
Mailing Address
One Federal Street 19th Floor, Boston, MA 02110
Phone number
(617) 426-0500
Established
Massachusetts since 07/05/1978
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
121

SEC notice filing (35 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MOORS & CABOT ADV (9/29/2025)

Direct owners and executive officers

NamePositionCRD#
EIGHTEEN NINETY PARTNERS, LLCSHAREHOLDER
BRAUN, MICHAEL CHARLESEVP/COO/DIRECTOR2005370
CUETARA, JOSEPH PHILIPSVP FIXED INCOME/MUNICIPAL PRINCIPAL58308
GARRETT, MARK DAVIDDIRECTOR/CO-CHAIRMAN/TRUSTEE5563014
HILDRETH, MICHAEL CHRISTOPHEREVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR2386839
JOYCE, DANIEL MICHAELDIRECTOR1060819
KELLIHER, KATHERINE ROSESVP & CHIEF COMPLIANCE OFFICER4146307

Regulatory assets under management

Total Number of Accounts5,074
AUM (Assets Under Management)$ 3,437,764,388

Disclosures

Regulatory Event30
Arbitration4
Bond2

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025
Cover Page
Report
01/23/2025
Cover Page
Report
12/04/2023
Cover Page
Report
01/12/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOORS & CABOT, INC.

MOORS & CABOT, INC.

CRD#: 594New Orleans, LA 70130

TRUST BUT VERIFY

Monitor Claire Friedrichs

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Alan Louis Brockhaus
Alan BrockhausAdvisorCheck Check Mark
RITHOLTZ WEALTH MANAGEMENT
IAR
New Orleans, LA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.