CF
Claire C. Friedrichs
COKER & PALMER
New Orleans, LA 70130
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CRD#: 2144703
CF
Professional summary
Claire Cofer Friedrichs, who also goes by Claire Cofer Richmond, Claire Friedrichs Taylor, is a registered financial advisor currently at COKER & PALMER located in New Orleans, Louisiana.
Claire is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Claire has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Claire Cofer Richmond | Claire Friedrichs Taylor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Friedrichs Taylor LLC Address: Mandeville, LA Nature of the Business: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 03/22/2013 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: collect rent
CRS (Client Relationship Summary) - RIA
Click below to view Claire Cofer Friedrichs's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Claire Cofer Friedrichs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2021 - Present
COKER & PALMER
Office #1: 400 Poydras Suite 2100, New Orleans, LA 70130RIA
BD
CRD#: 29163
New Orleans, LA
Current
August 19, 2021 - Present
COKER & PALMER
Office #1: 400 Poydras Suite 2100, New Orleans, LA 70130RIA
BD
CRD#: 29163
New Orleans, LA
Past
March 25, 2013 - August 23, 2021
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
Mandeville, LA
Past
March 22, 2013 - August 23, 2021
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
Mandeville, LA
Past
December 2, 2005 - March 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MANDEVILLE, LA
Past
December 2, 2005 - March 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MANDEVILLE, LA
Past
September 8, 1993 - December 7, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
MANDEVILLE, LA
Past
October 5, 1992 - August 31, 1993
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
BD
CRD#: 414
NEW ORLEANS, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
COKER & PALMER
COKER & COMPANY, INC. | CPI RESEARCH | COKER, PALMER, PHILLIPS & MULLEN, INC. | COKER PALMER PHILLIPS & MULLEN | COKER & PALMER, INC. | COKER & PALMER, INC | COKER & PALMER INVESTMENT SECURITIES | COKER & PALMER
CRD#: 29163 / SEC#: 801-77645, 8-44129
RIA
Registered Investment Advisory firm - SEC (2/25/2013 Approved)Alabama
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)Louisiana
Registered Investment Advisory firm - SEC (10/14/2014 Terminated)Mississippi
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)Tennessee
Registered Investment Advisory firm - SEC (11/8/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Louisiana(8/13/2021)
RR
Louisiana(8/19/2021)
RR
Mississippi(9/15/2021)
IAR
Mississippi(9/15/2021)
IAR
Texas(1/28/2022)
RR
Texas(1/31/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
C&
COKER & PALMER
COKER & COMPANY, INC. | CPI RESEARCH | COKER, PALMER, PHILLIPS & MULLEN, INC. | COKER PALMER PHILLIPS & MULLEN | COKER & PALMER, INC. | COKER & PALMER, INC | COKER & PALMER INVESTMENT SECURITIES | COKER & PALMER
CRD#: 29163 / SEC#: 801-77645, 8-44129
RIA
Registered Investment Advisory firm - SEC (2/25/2013 Approved)Alabama
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)Louisiana
Registered Investment Advisory firm - SEC (10/14/2014 Terminated)Mississippi
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)Tennessee
Registered Investment Advisory firm - SEC (11/8/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
1667 Lelia Drive, Jackson, MS 39216
Mailing Address
1667 Lelia Drive, Jackson, MS 39216
Phone number
(601) 354-0860
Established
Mississippi since 07/08/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
13
SEC notice filing (10 States and Territories)
FINRA licenses (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 428 |
| AUM (Assets Under Management) | $ 244,065,071 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COKER & PALMER
CRD#: 29163New Orleans, LA 70130TRUST BUT VERIFY
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