Christopher W. Hamm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Wilson Hamm was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1991. Christopher had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2014 - December 31, 2018
AXYS CAPITAL MANAGEMENT
January 13, 2004 - December 6, 2012
STIFEL INDEPENDENT ADVISORS, LLC
November 12, 1998 - March 5, 2003
ADVANTAGE CAPITAL CORPORATION
August 23, 1996 - October 21, 1998
CIBC WORLD MARKETS CORP.
March 24, 1994 - September 3, 1996
UBS FINANCIAL SERVICES INC.
March 5, 1993 - September 3, 1996
UBS FINANCIAL SERVICES INC.
August 23, 1991 - March 15, 1993
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
State Registrations and Notice Filings
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Exams
Current Firm
AXYS CAPITAL MANAGEMENT
CRD#: 167434 / SEC#: 801-78612
Contact information
Red Flags
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