Peter A. Carmasino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Anthony Carmasino was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1992. Peter had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2012 - September 14, 2017
NEWBRIDGE RETIREMENT ADVISORS
March 2, 2011 - October 5, 2011
PNC WEALTH MANAGEMENT LLC
September 13, 2010 - March 1, 2011
PNC WEALTH MANAGEMENT LLC
September 13, 2010 - October 5, 2011
PNC WEALTH MANAGEMENT LLC
October 8, 2009 - August 16, 2010
BEACON CAPITAL MARKETS, LLC
October 23, 2008 - September 16, 2009
BRIGHT TRADING, LLC
December 12, 2006 - October 24, 2008
VOYA FINANCIAL ADVISORS, INC.
November 22, 2006 - October 24, 2008
VOYA FINANCIAL ADVISORS, INC.
March 15, 2005 - December 31, 2005
WELLS FARGO CLEARING SERVICES, LLC
December 9, 2004 - December 31, 2005
WELLS FARGO CLEARING SERVICES, LLC
August 23, 2004 - December 6, 2004
CITIGROUP GLOBAL MARKETS INC.
May 10, 2002 - August 24, 2004
WELLS FARGO CLEARING SERVICES, LLC
March 27, 2001 - May 8, 2002
LEHMAN BROTHERS INC.
September 30, 1999 - March 26, 2001
PRUDENTIAL EQUITY GROUP, LLC
August 13, 1992 - October 4, 1999
AMERIPRISE ADVISOR SERVICES, INC.
January 7, 1992 - June 19, 1992
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/28/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NEWBRIDGE RETIREMENT ADVISORS
CRD#: 163511 / SEC#:
Contact information
Red Flags
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