Martin Friedland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Friedland was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1968. Martin had worked at 6 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2001 - November 14, 2001
PRIME CAPITAL SERVICES, INC.
October 6, 2000 - March 6, 2001
DONAHUE SECURITIES, INC.
September 10, 1998 - October 23, 2000
PRIME CAPITAL SERVICES, INC.
July 30, 1992 - September 9, 1998
INVESTORS BROKERAGE SERVICES, INC.
February 25, 1986 - July 22, 1988
PHILADELPHIA FINANCIAL ADVISORS, INC.
June 18, 1982 - November 30, 1984
INVESTORS BROKERAGE SERVICES, INC.
January 8, 1979 - August 19, 1992
PHILADELPHIA FINANCIAL ADVISORS, INC.
November 19, 1968 - February 15, 1979
MUTUAL FUND SPECIALISTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/11/1968
Registered Representative ExaminationCurrent Firm
PRIME CAPITAL SERVICES, INC.
CRD#: 18334 / SEC#: , 8-36492
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
