Michael R. English
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Robert English, who also goes by Mike English, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 50, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 1998 - April 8, 2019
PRUDENT MAN ADVISORS, INC.
February 4, 1993 - April 8, 2019
PMA SECURITIES, LLC
June 3, 1991 - July 23, 1991
R. D. KUSHNIR & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
PRUDENT MAN ADVISORS, INC.
CRD#: 110022 / SEC#: 801-61312
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
