John S. Wren

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CRD#: 2144517

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Stephen Wren JR, who also goes by John Stephen Jr Wren, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1991. John had worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Stephen Jr Wren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 40655

MALVERN, PA

Past

July 31, 1993 - March 14, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

August 5, 1991 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAR FINANCIAL

OAR FINANCIAL | PALLADIEM LLC

CRD#: 158989 / SEC#: 801-72726

RIA

Registered Investment Advisory firm - (10/14/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/21/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/21/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/1998

General Securities Representative Examination

Current Firm

OAR FINANCIAL

OAR FINANCIAL | PALLADIEM LLC

CRD#: 158989 / SEC#: 801-72726

RIA

Registered Investment Advisory firm - (10/14/2011 Approved)

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Contact information

Main Address

One Town Place Suite 200, Bryn Mawr, PA 19010

Mailing Address

Phone number

(833) 662-6346

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PALLADIEM ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 112,616,089

Red Flags

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Advisor Monitoring

Firm Stability Insights

John S. Wren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PERSHING LLC

BNY ADVISORS

BNY MELLON SECURITIES CORPORATION

LOCKWOOD FINANCIAL SERVICES, INC.

PERSHING LLC

BNY ADVISORS

LOCKWOOD FINANCIAL SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

OAR FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 2/21/2008

Series 65

Date: 4/21/1995

SIE

Date: 3/6/2017

Series 7

Date: 7/27/1998

Current Firm

OAR FINANCIAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAR FINANCIAL

TRUST BUT VERIFY

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