Charles Stephen Friedlaender
Professional Summary
Charles Stephen Friedlaender was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1967 - 2016. Charles had worked at 4 firms and has passed the Series 63, SIE, PC, Series 16, Series 1 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
70 years in the financial services industry
Current & Past Employments
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Current Firm
SHELBY CULLOM DAVIS & CO., L.P.
Contact Information
Established
New York since 05/01/1947Firm Type
PartnershipFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHELBY DAVIS TRUST B, SHELBY M.C. DAVIS & CHRISTOPHER C. DAVIS TRUSTEES | LIMITED PARTNER | — |
| SHELBY DAVIS TRUST A, SHELBY M.C. DAVIS & CHRISTOPHER C. DAVIS TRUSTEES | LIMITED PARTNER | — |
| DAVIS, CHRISTOPHER CULLOM | TRUSTEE | — |
| DAVIS, SHELBY MOORE CULLOM | TRUSTEE | — |
| FRAZIA, ANTHONY | OPERATIONS PRINCIPAL/CHIEF COMPLIANCE OFFICER/CROP/EXECUTIVE REGISTERED REPRESENTIVE | 1829919 |
| FRIEDLAENDER, CHARLES STEPHEN | SALES PRINCIPAL | 214448 |
| ROSANOFF, WARREN MICHAEL | FINANCIAL AND OPERATIONS PRINCIPAL, SECURITIES LENDING SUPERVISOR | 1861250 |
| SHELBY DAVIS TRUST A, SHELBY M.C. DAVIS & CHRISTOPHER C. DAVIS TRUSTEES | TRUSTEE/GENERAL PARTNER | — |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Feb 1991Series 1 — Registered Representative Examination
Passed Oct 1956Series 00 — General Securities Principal Examination
Passed Dec 1971Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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