Evens (nmn) Barthelemy
Professional summary
Evens (nmn) Barthelemy was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Evens (nmn) is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, Evens (nmn) had worked at 5 firms, which includes BARTHELEMY GROUP LLC, JOSEPH GUNNAR & CO. LLC, CITIGROUP GLOBAL MARKETS INC., BARRON CHASE SECURITIES INC., REMINGTON SECURITIES CORP..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2012 - January 2, 2013
BARTHELEMY GROUP LLC
June 20, 2011 - December 31, 2011
BARTHELEMY GROUP LLC
November 17, 2008 - June 12, 2009
JOSEPH GUNNAR & CO. LLC
November 14, 2008 - June 12, 2009
JOSEPH GUNNAR & CO. LLC
December 5, 2000 - November 14, 2008
CITIGROUP GLOBAL MARKETS INC.
October 16, 2000 - November 20, 2000
BARRON CHASE SECURITIES, INC.
February 1, 1999 - July 28, 2000
REMINGTON SECURITIES CORP.
State Registrations and Notice Filings
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Current Firm
BARTHELEMY GROUP LLC
CRD#: 150907 / SEC#: 801-70414
Contact information
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