Jeffery D. Fierce

FIERCE WEALTH MANAGEMENT GROUP LLC

Indianapolis, IN 46240

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CRD#: 2144136

Professional summary

Jeffery David Fierce, who also goes by Jeffrey David Fierce, is a registered financial advisor currently at FIERCE WEALTH MANAGEMENT GROUP LLC located in Indianapolis, Indiana and LPL FINANCIAL LLC located in Indianapolis, Indiana.

Jeffery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Jeffery has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey David Fierce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIERCE WEALTH MANAGEMENT GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). - SINCE 01/2009 - 25 HRS/MTH DURING TRADING - SECURITIES BUSINESS. 2. INSURANCE AGENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION - SINCE 10/1997 - LESS THAN 8 HRS/MTH DURING TRADING - INSURANCE SALES (VARIABLE LIFE & ANNUITIES; LIFE, ACCIDENT & HEALTH) 3. FIERCOR, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 07/22/2021 - 0 Hours Per Month. 4. 02/09/2024 - Fierce Wealth Management Group LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 1/9/2024- 160 Hrs/mo; 8 Hrs During Trading - I provide investment advisory services through Fierce Wealth Management Group LLC, an independent investment advisor firm. I started this business activity in 01/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery David Fierce's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2024 - Present

FIERCE WEALTH MANAGEMENT GROUP LLC

Office #1: 9045 River Road Suite 401, Indianapolis, IN 46240

RIA

CRD#: 329282

Indianapolis, IN

Current

January 16, 2009 - Present

LPL FINANCIAL LLC

Office #1: 9045 River Road, Suite 401, Indianapolis, IN 46240

RIA

CRD#: 6413

Indianapolis, IN

Past

January 16, 2009 - May 3, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

INDIANAPOLIS, IN

Past

December 15, 1998 - January 20, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

INDIANAPOLIS, IN

Past

March 19, 1996 - January 20, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

INDIANAPOLIS, IN

Past

August 22, 1994 - February 15, 1996

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

August 8, 1994 - August 19, 1994

WESTFIELD FINANCIAL CORPORATION

CRD#: 8143

NEW YORK, NY

Past

June 26, 1991 - September 15, 1994

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/20/2020)

California
(8/17/2018)

Colorado
(8/18/2021)

Florida
(1/16/2009)

Indiana
(1/20/2009)

IAR

Indiana
(1/9/2024)

Kentucky
(1/16/2009)

Michigan
(1/4/2013)

Missouri
(8/11/2009)

New York
(3/12/2009)

Texas
(1/10/2013)

IAR

Texas
(2/14/2024)

Vermont
(2/21/2018)

Washington
(1/8/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/12/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/25/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/15/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIERCE WEALTH MANAGEMENT GROUP LLC

CRD#: 329282 / SEC#:

Indiana

Registered Investment Advisory firm - (1/9/2024 Approved)

Texas

Registered Investment Advisory firm - (2/1/2024 Conditional Restricted)

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Contact information

Main Address

9045 River Road Suite 401, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 608-6545

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	212
AUM (Assets Under Management)	$ 54,929,884

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffery D. Fierce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery David Fierce's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

H.J. MEYERS & CO., INC.

WESTFIELD FINANCIAL CORPORATION

HIBBARD BROWN & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/1996

Series 63

Date: 7/19/1991

SIE

Date: 10/1/2018

Series 31

Date: 2/12/1999

Series 7

Date: 6/25/1991

Series 24

Date: 8/15/1994

FINRA

Current Firm

FIERCE WEALTH MANAGEMENT GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIERCE WEALTH MANAGEMENT GROUP LLC

TRUST BUT VERIFY

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