Kevin L. Fox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Leon Fox, who also goes by Kevin L Fox, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1991. Kevin had worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2022 - January 20, 2022
IP FINANCIAL ADVISORY SERVICES LLC
January 7, 2022 - February 22, 2022
INNOVATION PARTNERS LLC
January 9, 2020 - January 18, 2022
THE STRATEGIC FINANCIAL ALLIANCE, INC.
January 8, 2020 - January 3, 2022
ACORN FINANCIAL ADVISORY SERVICES, INC.
January 2, 2020 - January 2, 2020
ACORN FINANCIAL ADVISORY SERVICES, INC.
March 25, 2017 - December 13, 2019
MML INVESTORS SERVICES, LLC
March 25, 2017 - December 13, 2019
MML INVESTORS SERVICES, LLC
April 25, 2001 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
September 15, 2000 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
September 15, 2000 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
November 12, 1991 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 12, 1991 - September 25, 2000
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/11/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
