Bruce W. Sanders
Professional summary
Bruce William Sanders is a registered financial advisor currently at ANDES CAPITAL GROUP, LLC located in Los Angeles, California.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1991. Bruce has worked at 8 firms and has passed the Series 63, Series 65, Series 82TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce William Sanders's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2025 - Present
ANDES CAPITAL GROUP, LLC
Office #1: 5200 Wilshire Blvd. Suite 560, Los Angeles, CA 90036June 6, 2012 - January 14, 2013
HORTER INVESTMENT MANAGEMENT, LLC
June 1, 2010 - August 31, 2011
HORTER INVESTMENT MANAGEMENT, LLC
October 1, 1997 - March 16, 2000
OSAIC FS, INC.
May 6, 1996 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
May 23, 1994 - February 26, 1996
INTERVEST INTERNATIONAL EQUITIES CORPORATION
September 10, 1992 - May 23, 1994
PROGRAMMED EQUITIES CORPORATION
May 17, 1991 - May 19, 1992
METROPOLITAN LIFE INSURANCE COMPANY
May 17, 1991 - May 19, 1992
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2025)
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(3/10/2025)
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(4/9/2025)
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(3/13/2025)
(4/9/2025)
(4/21/2025)
(4/15/2025)
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(4/13/2025)
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(4/25/2025)
(4/9/2025)
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(4/24/2025)
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(3/13/2025)
Exams
Series 82TO
Date: 3/7/2025
Limited Representative-Private Securities OfferingsFINRA
Current Firm
ANDES CAPITAL GROUP, LLC
CRD#: 139212 / SEC#: , 8-67202
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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