Patrick A. Malone
Professional summary
Patrick Anthony Malone, who also goes by Patrick A Malone, is a registered financial professional currently at GARDEN STATE SECURITIES, INC. located in Red Bank, New Jersey.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1994. Patrick has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Anthony Malone's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2009 - Present
GARDEN STATE SECURITIES, INC.
Office #1: 328 Newman Springs Road, Red Bank, NJ 07701August 14, 2007 - December 13, 2007
MERCER CAPITAL LTD.
February 6, 2001 - May 31, 2007
CANTONE RESEARCH INC.
June 11, 1997 - January 26, 2001
J.W. BARCLAY & CO., INC.
December 5, 1996 - May 23, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
September 3, 1994 - December 19, 1996
H.J. MEYERS & CO., INC.
April 5, 1994 - August 24, 1994
COMMONWEALTH ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2025)
(9/27/2022)
(9/18/2024)
(1/21/2021)
(1/2/2025)
(5/4/2017)
(12/4/2020)
(12/7/2009)
(7/10/2025)
(9/18/2024)
(10/2/2025)
(9/18/2024)
(10/2/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/5/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
Red Flags
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