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GB

Glenn Norman Bruck

CRD# 2143477·Registered 1991 - 2006
Previously Registered: Being a previously registered professional could mean that Glenn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Glenn Norman Bruck was a registered financial advisor. Glenn was a previously registered financial professional and started their career in finance 1991 - 2006. Glenn had worked at 4 firms and has passed the Series 27 and Series 28 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years registered in the securities industry

Current & Past Employments

Past

EQUABLE SECURITIES CORPORATIONPast·CRD# 7405
BD
Milwaukee, WI
July 15, 2004 - November 22, 2017
FAIRBRIDGE SECURITIES CORPORATIONPast·CRD# 16121
BD
Milwaukee, WI
November 30, 2004 - December 4, 2006
B. C. ZIEGLER AND COMPANYPast·CRD# 61
BD
Chicago, IL
January 1, 1999 - December 13, 2000
GS2 SECURITIES, INC.Past·CRD# 14745
BD
Milwaukee, WI
May 24, 1991 - January 1, 1999

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Current Firm

FS
FAIRBRIDGE SECURITIES CORPORATION

FAIRBRIDGE SECURITIES CORPORATION

CRD#: 16121 / SEC#: 8-33322
BD
Terminated by SEC on 02/02/2007

Contact Information

Established

Wisconsin since 12/20/1984

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BJG MANAGEMENT, INC.PARENT—
GAULKE, BRYCE JOHNPRESIDENT AND TREASURER218842
GAULKE, CLARK ROBERTVICE PRESIDENT, SECRETARY, & CHIEF COMPLIANCE OFFICER2976798

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Jul 2004About the Series 27 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed May 1991About the Series 28 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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