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BH

Brandon H. Harrell

THOMPSON SIEGEL & WALMSLEY LLC
Richmond, VA 23230
Some features on this profile are disabled
CRD#: 2143428
BH

Professional summary

Brandon Hayes Harrell, who also goes by Brandon H Harrell, Brandon Harrell, is a registered financial advisor currently at THOMPSON SIEGEL & WALMSLEY LLC located in Richmond, Virginia.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Brandon has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brandon H Harrell | Brandon Harrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Hayes Harrell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 8, 1996 - Present

THOMPSON SIEGEL & WALMSLEY LLC

Office #1: 6641 West Broad Street Suite 600, Richmond, VA 23230
RIA
CRD#: 105726
Richmond, VA
Past

January 2, 2014 - October 7, 2016

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
RICHMOND, VA
Past

June 29, 2006 - December 31, 2013

OLD MUTUAL INVESTMENT PARTNERS

BD
CRD#: 44916
RICHMOND, VA
Past

June 29, 2004 - June 14, 2006

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

December 3, 2003 - June 24, 2004

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THOMPSON SIEGEL & WALMSLEY LLC
THOMPSON SIEGEL & WALMSLEY INC | WPS CAPITAL MANAGEMENT, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | WPS CAPITAL FUND, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | THOMPSON, SIEGEL & WALMSLEY | THOMPSON SIEGEL & WALMSLEY LLC

CRD#: 105726 / SEC#: 801-6273

RIA
Registered Investment Advisory firm - (1/17/1970 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(11/8/1996)

Exams

State Security Law Exam
RR
Series 63
Date: 12/12/2003
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/23/1991
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/7/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/2/2003
General Securities Representative Examination

Current Firm

TS
THOMPSON SIEGEL & WALMSLEY LLC
THOMPSON SIEGEL & WALMSLEY INC | WPS CAPITAL MANAGEMENT, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | WPS CAPITAL FUND, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | THOMPSON, SIEGEL & WALMSLEY | THOMPSON SIEGEL & WALMSLEY LLC

CRD#: 105726 / SEC#: 801-6273

RIA
Registered Investment Advisory firm - (1/17/1970 Approved)
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Contact information

Main Address
6641 West Broad Street Suite 600, Richmond, VA 23230
Mailing Address
Phone number
(804) 353-4500
Established
Firm type
Fiscal year end
# of Employees
68

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TSW FORM ADV PART 2A (12/3/2024)

Regulatory assets under management

Total Number of Accounts4,775
AUM (Assets Under Management)$ 20,812,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THOMPSON SIEGEL & WALMSLEY LLC

CRD#: 105726Richmond, VA 23230

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Contact information

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