Deborah Oprean
Professional summary
Deborah Oprean was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Deborah is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Deborah had worked at 5 firms, which includes JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, SIGNATOR INVESTORS INC., GUARDIAN INVESTOR SERVICES LLC, METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 5, 1996 - March 26, 1999
SIGNATOR INVESTORS, INC.
February 27, 1995 - August 9, 1996
GUARDIAN INVESTOR SERVICES LLC
May 3, 1991 - February 6, 1995
METROPOLITAN LIFE INSURANCE COMPANY
May 3, 1991 - February 6, 1995
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
CRD#: 5181 / SEC#: , 8-15661
Contact information
Documents
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