Anthony G. Palmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Gregory Palmer was a registered financial advisor .
Anthony is a previously registered financial advisor and started their career in finance in 1991. Anthony had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2008 - June 23, 2009
SICOR SECURITIES INC
September 19, 2006 - October 5, 2006
KCD FINANCIAL, INC.
May 10, 2006 - September 6, 2006
PARKLAND SECURITIES, LLC
January 19, 1996 - May 11, 2006
LPL FINANCIAL LLC
January 19, 1996 - May 11, 2006
LPL FINANCIAL LLC
September 17, 1991 - February 16, 1996
IDS LIFE INSURANCE COMPANY
September 17, 1991 - February 16, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SICOR SECURITIES INC
CRD#: 16195 / SEC#: 801-31673, 8-33445
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Red Flags
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