Lorna M. Hayden

GREENWOOD HAYDEN LEGACY PARTNERS

New York, NY 10016-5034

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CRD#: 2143322

Professional summary

Lorna May Hayden is a registered financial advisor currently at GREENWOOD HAYDEN LEGACY PARTNERS located in New York, New York.

Lorna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Lorna has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lorna May Hayden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2022 - Present

GREENWOOD HAYDEN LEGACY PARTNERS

Office #1: 347 5th Avenue Suite 1402-240, New York, NY 10016-5034

RIA

CRD#: 305041

New York, NY

Past

January 20, 1993 - July 12, 1993

EQIS SECURITIES, LLC

CRD#: 20633

Past

May 11, 1992 - November 30, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

May 10, 1991 - February 13, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/16/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 4/26/1994

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/9/1991

General Securities Representative Examination

Current Firm

GREENWOOD HAYDEN LEGACY PARTNERS

GREENWOOD HAYDEN LEGACY PARTNERS | GREENWOOD HAYDEN LEGACY PARTNERS, LLC

CRD#: 305041 / SEC#:

New York

Registered Investment Advisory firm - (8/20/2019 Approved)

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Contact information

Main Address

347 5th Avenue Suite 1402-240, New York, NY 10016-5034

Mailing Address

Phone number

(646) 757-1921

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Lorna M. Hayden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lorna May Hayden's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENWOOD HAYDEN LEGACY PARTNERS

EQIS SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2017

Series 63

Date: 5/16/1991

Series 31

Date: 4/26/1994

Series 7

Date: 5/9/1991

Current Firm

GREENWOOD HAYDEN LEGACY PARTNERS

Contact information

Documents

Red Flags

Company Information

GREENWOOD HAYDEN LEGACY PARTNERS

TRUST BUT VERIFY

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