James H. Ragsdale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Howard Ragsdale JR was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1991. James had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 53 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2004 - December 31, 2021
PROVE INVESTING LLC
April 17, 1997 - March 18, 1999
UBS FINANCIAL SERVICES INC.
May 22, 1996 - April 23, 1997
TRUIST SECURITIES, INC.
July 12, 1991 - August 6, 1992
AMERISTAR CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PROVE INVESTING LLC
CRD#: 116477 / SEC#:
Contact information
Red Flags
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