Louis P. Di Muro

IRON RIVER CAPITAL LLC

Phoenix, AZ 85013

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CRD#: 2143292

Professional summary

Louis Patrick Di Muro, who also goes by Louis P Dimuro, Louis Patrick Dimuro, is a registered financial advisor currently at IRON RIVER CAPITAL LLC located in Phoenix, Arizona.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Louis has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Louis P Dimuro | Louis Patrick Dimuro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Single member CPA firm providing primarily tax prep services Single member LLC insurance firm providing life insurance and annuity sales generating commissions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Patrick Di Muro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2022 - Present

IRON RIVER CAPITAL LLC

Office #1: 207 W. Clarendon Avenue Suite 6, Phoenix, AZ 85013

RIA

CRD#: 173307

Phoenix, AZ

Past

November 12, 1993 - July 12, 1994

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

Past

November 12, 1993 - July 12, 1994

OSAIC FA, INC.

CRD#: 3978

Past

April 12, 1993 - September 8, 1993

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

Past

May 13, 1991 - March 20, 1993

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/3/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/20/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/9/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

IRON RIVER CAPITAL LLC

CONNOLLY FINANCIAL | SHAUN CONNOLLY | IRON RIVER CAPITAL LLC | CONNOLLY, KERETH

CRD#: 173307 / SEC#:

Arizona

Registered Investment Advisory firm - (6/26/2017 Approved)

Colorado

Registered Investment Advisory firm - (3/15/2017 Approved)

New Mexico

Registered Investment Advisory firm - (11/10/2014 Approved)

North Carolina

Registered Investment Advisory firm - (11/6/2019 Approved)

Texas

Registered Investment Advisory firm - (4/15/2021 Approved)

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Contact information

Main Address

752 Main Avenue Unit 201, Durango, CO 81301

Mailing Address

Phone number

(970) 426-5300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	379
AUM (Assets Under Management)	$ 73,439,177

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Louis P. Di Muro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Patrick Di Muro's CRS (Customer Relationship Summary).

Certified licenses

Experience

IRON RIVER CAPITAL LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/3/2022

Series 63

Date: 5/20/1991

Series 6

Date: 5/9/1991

Current Firm

IRON RIVER CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IRON RIVER CAPITAL LLC

TRUST BUT VERIFY

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