Jeffrey C. Denny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Carter Denny, who also goes by Jeff Denny, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1991. Jeffrey had worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2022 - February 28, 2023
IGM BROKERAGE
March 26, 2020 - July 9, 2020
OSAIC INSTITUTIONS, INC.
March 26, 2020 - July 9, 2020
OSAIC INSTITUTIONS, INC.
December 19, 2016 - September 4, 2018
ADVISORS ASSET MANAGEMENT, INC.
December 19, 2016 - September 4, 2018
ADVISORS ASSET MANAGEMENT, INC.
April 20, 2012 - August 16, 2016
NEUBERGER BERMAN BD LLC
February 13, 2012 - August 16, 2016
NEUBERGER BERMAN BD LLC
January 18, 2011 - February 7, 2012
PROVASI CAPITAL PARTNERS LP
December 10, 2007 - June 12, 2009
CAPITAL CLIENT GROUP, INC.
June 24, 2004 - December 5, 2007
DWS DISTRIBUTORS, INC.
May 2, 2000 - June 22, 2004
BOFA DISTRIBUTORS, INC.
February 17, 1998 - May 2, 2000
FIRST UNION BROKERAGE SERVICES, INC.
October 9, 1997 - January 8, 1998
BB&T INVESTMENT SERVICES, INC.
November 29, 1995 - October 1, 1997
FIRST UNION BROKERAGE SERVICES, INC.
May 17, 1991 - November 29, 1995
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
IGM BROKERAGE
CRD#: 310654 / SEC#: , 8-70633
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
