William J. Walsh

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CRD#: 2143236

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Joseph Walsh was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1991. William had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 4, 2016 - July 3, 2018

BYRNE FINANCIAL FREEDOM, LLC

RIA

CRD#: 167893

Franklin, MA

Past

January 4, 2016 - July 18, 2018

LPL FINANCIAL LLC

CRD#: 6413

FRANKLIN, MA

Past

January 3, 2006 - January 5, 2016

SII INVESTMENTS, INC.

RIA

CRD#: 2225

MARCO ISLAND, FL

Past

January 3, 2006 - January 5, 2016

SII INVESTMENTS, INC.

CRD#: 2225

MARCO ISLAND, FL

Past

August 6, 2003 - January 25, 2006

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

SOUTHBORO, MA

Past

July 30, 2003 - January 25, 2006

MUTUAL SERVICE CORPORATION

CRD#: 4806

SOUTHBORO, MA

Past

January 1, 2000 - July 30, 2003

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

FOXBORO, MA

Past

February 5, 1997 - July 30, 2003

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

May 28, 1991 - February 5, 1997

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BYRNE FINANCIAL FREEDOM, LLC

CRD#: 167893 / SEC#: 801-107534

RIA

Registered Investment Advisory firm - (3/28/2016 Approved)

Florida

Registered Investment Advisory firm - (4/5/2016 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/5/2016 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/13/2016 Terminated)

New York

Registered Investment Advisory firm - (4/5/2016 Terminated)

Rhode Island

Registered Investment Advisory firm - (4/5/2016 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/23/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/18/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/23/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/13/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/3/2001

General Securities Principal Examination

Current Firm

BYRNE FINANCIAL FREEDOM, LLC

CRD#: 167893 / SEC#: 801-107534

RIA

Registered Investment Advisory firm - (3/28/2016 Approved)

Florida

Registered Investment Advisory firm - (4/5/2016 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/5/2016 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/13/2016 Terminated)

New York

Registered Investment Advisory firm - (4/5/2016 Terminated)

Rhode Island

Registered Investment Advisory firm - (4/5/2016 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2016 Terminated)

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Contact information

Main Address

11 East Street, Franklin, MA 02038

Mailing Address

Phone number

(508) 528-9366

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BYRNE FINANCIAL DISCLOSURE BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,657
AUM (Assets Under Management)	$ 435,738,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William J. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

WADDELL & REED

Primary Firm SEC Registration

BYRNE FINANCIAL FREEDOM, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/23/1991

SIE

Date: 7/18/2018

Series 7

Date: 6/1/2001

Series 6

Date: 5/23/1991

Series 51

Date: 3/13/2003

Series 24

Date: 12/3/2001

Current Firm

BYRNE FINANCIAL FREEDOM, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BYRNE FINANCIAL FREEDOM, LLC

TRUST BUT VERIFY

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