Peter C. Bartosiewicz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Casimir Bartosiewicz, who also goes by Peter Bartos, Peter C Bartosiewicz, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1991. Peter had worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2017 - November 29, 2023
J.W. COLE FINANCIAL, INC.
November 14, 2005 - October 27, 2017
NATIONAL PLANNING CORPORATION
October 31, 2005 - November 7, 2005
OSAIC SERVICES, INC.
January 14, 2002 - October 31, 2005
SUNAMERICA SECURITIES, INC.
January 4, 1999 - December 31, 2001
MEDALLION INVESTMENT SERVICES, INC.
September 3, 1996 - December 31, 1998
SECURITIES SERVICE NETWORK, LLC
January 1, 1996 - September 23, 1996
IFG NETWORK SECURITIES, INC.
March 9, 1995 - December 31, 2006
ITS ASSET MANAGEMENT, L.P.
January 3, 1994 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
June 20, 1991 - December 31, 1993
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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