David S. Thurston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Scott Thurston, who also goes by Dave Thurston, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1991. David had worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2016 - November 30, 2016
AMERICAN FIDELITY SECURITIES, INC.
August 3, 2009 - March 4, 2010
VALIC FINANCIAL ADVISORS, INC.
July 25, 2008 - March 4, 2010
VALIC FINANCIAL ADVISORS, INC.
January 13, 2006 - April 14, 2008
NATCITY INVESTMENTS, INC.
February 19, 2003 - July 6, 2004
UBS FINANCIAL SERVICES INC.
January 6, 2003 - July 6, 2004
UBS FINANCIAL SERVICES INC.
July 21, 1993 - January 25, 1994
ESSEX NATIONAL SECURITIES, LLC
May 10, 1991 - October 29, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 10, 1991 - October 29, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN FIDELITY SECURITIES, INC.
CRD#: 11852 / SEC#: , 8-15123
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN FIDELITY ASSURANCE COMPANY | SHAREHOLDER | |
| BOLDEN, TIMOTHY H | DIRECTOR | 5376036 |
| COLON, TARYN K | ASSISTANT VICE PRESIDENT, TREASURER, FINOP PRINCIPAL, AND PRINCIPAL FINANCIAL OFFICER | 7642942 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| GRANT, ANGELA FAITH | DIRECTOR | 4176509 |
| KEELING, COURTNEY DANAE | DIRECTOR, ASSISTANT VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 7675059 |
| KENNEY, CHRISTOPHER THOMAS | CEO AND PRESIDENT | 5452832 |
| OVERFIELD, LINDA E | ASSISTANT VICE PRESIDENT |
Disclosures
| Regulatory Event | 1 |
Red Flags
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