Ronald E. Simmons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Ellis Simmons, who also goes by Ronald E Simmons, Ronald Simmons, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2001. Ronald had worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2020 - December 31, 2021
ODYSSEY WEALTH
January 7, 2020 - December 8, 2020
ALLWORTH FINANCIAL, L.P.
January 3, 2003 - January 7, 2020
RAA
May 29, 2002 - March 27, 2003
AMERICAN FINANCIAL COUNSELORS LLC
October 16, 2001 - December 31, 2003
ACTIVA ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 4/18/1991
Non-Member General Securities ExaminationCurrent Firm
ODYSSEY WEALTH
CRD#: 139943 / SEC#:
Contact information
Red Flags
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