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Ronald Ellis Simmons

CRD# 2143052·Registered 2001 - 2021
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald Ellis Simmons, who also goes by Ronald E Simmons, Ronald Simmons, was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 2001 - 2021. Ronald had worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 2 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ronald E Simmons, Ronald Simmons

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

ODYSSEY WEALTH·CRD# 139943
RIA
Plano, TX
February 13, 2020 - December 31, 2021
ALLWORTH FINANCIAL, L.P.·CRD# 111167
RIA
Sacramento, CA
January 7, 2020 - December 8, 2020
RAA·CRD# 108203
RIA
Addison, TX
January 3, 2003 - January 7, 2020
AMERICAN FINANCIAL COUNSELORS LLC·CRD# 108104
RIA
Dallas, TX
May 29, 2002 - March 27, 2003
ACTIVA ASSET MANAGEMENT, LLC·CRD# 47781
BD
Grand Rapids, MI
October 16, 2001 - December 31, 2003

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Current Firm

OW
ODYSSEY WEALTH

ODYSSEY WEALTH | ODYSSEY WEALTH MANAGEMENT, LP | ODYSSEY WEALTH MANAGEMENT, LLC

CRD#: 139943

Contact Information

Main Address

2500 North Dallas Parkway Suite 496, Plano, TX 75093

Phone Number

(972) 636-5037

# of Employees

3

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1991About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1991About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2000About the Series 6 exam

Series 2 — Non-Member General Securities Examination

Passed Apr 1991

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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