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Keith Dow Powell

Keith Dow Powell

CFP®

VANN EQUITY MANAGEMENT

Austin, TX

·CRD# 2143046·35 years experience

Professional Summary

Keith Dow Powell, CFP®, who also goes by Keith Powell, is a registered financial advisor currently at VANN EQUITY MANAGEMENT LLC located in Austin, Texas and QUINCY WELLS CAPITAL, LLC located in Chicago, Illinois. Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Keith has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Keith Powell

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®

Certified Financial PlannerSince 2008

Years of Experience

35 years in the financial services industry

Current & Past Employments

VANN EQUITY MANAGEMENT LLC·CRD# 174239

RIA

11824 Jollyville Rd., Suite 500, Austin, TX 78759

August 3, 2023 - Present

QUINCY WELLS CAPITAL, LLC·CRD# 334163

BD

145 South Wells Ste 1301, Chicago, IL 60606

March 26, 2026 - Present

GREAT POINT CAPITAL LLC·CRD# 114203

BD

Austin, TX

June 27, 2023 - March 26, 2026

B.B. GRAHAM & COMPANY, INC.·CRD# 41533

BD

Austin, TX

September 16, 2021 - July 13, 2023

THE HUGHES GROUP WEALTH MANAGEMENT PARTNERS LLC·CRD# 291397

RIA

Austin, TX

June 16, 2021 - August 1, 2023

THE HUGHES GROUP WEALTH MANAGEMENT PARTNERS LLC·CRD# 291397

RIA

Austin, TX

June 15, 2021 - June 15, 2021

SCF INVESTMENT ADVISORS, INC.·CRD# 123608

RIA

Fresno, CA

November 21, 2013 - June 3, 2021

SCF SECURITIES, INC.·CRD# 47275

BD

Austin, TX

November 5, 2013 - June 3, 2021

ALAMO ASSET ADVISORS·CRD# 140166

RIA

San Antonio, TX

October 4, 2013 - October 18, 2013

ALAMO ASSET ADVISORS·CRD# 140166

RIA

San Antonio, TX

March 28, 2013 - June 18, 2013

WFG INVESTMENTS, INC.·CRD# 22704

BD

Lakeway, TX

March 1, 2013 - June 6, 2013

WADDELL & REED·CRD# 866

RIA

Austin, TX

February 21, 2008 - December 10, 2012

WADDELL & REED·CRD# 866

BD

Austin, TX

February 21, 2008 - December 10, 2012

GIRARD SECURITIES, INC.·CRD# 18697

BD

Houston, TX

March 21, 2006 - December 3, 2007

UNITED CAPITAL FINANCIAL ADVISORS·CRD# 134600

RIA

Houston, TX

February 2, 2006 - February 11, 2008

STABIL CAPITAL MANAGEMENT, INC.·CRD# 108535

RIA

Austin, TX

February 18, 2005 - May 1, 2006

TD AMERITRADE, INC.·CRD# 7870

BD

Omaha, NE

July 28, 2004 - January 5, 2005

TD AMERITRADE, INC.·CRD# 7870

RIA

Austin, TX

July 21, 2004 - January 5, 2005

RUSHMORE INVESTMENT ADVISORS INC·CRD# 110292

RIA

Plano, TX

October 2, 2003 - August 5, 2004

CHARLES SCHWAB & CO., INC.·CRD# 5393

BD

Westlake, TX

February 13, 1992 - September 11, 2002

F.N. WOLF & CO., INC.·CRD# 13051

BD

July 15, 1991 - November 5, 1991

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Current Firm

VE

VANN EQUITY MANAGEMENT LLC

AUSTIN WEALTH SPECIALSTS | VANN EQUITY MANAGEMENT LLC | PRECISION CAPITAL MANAGEMENT | PCM ADVISORY LLC

CRD#: 174239 / SEC#: 801-80766

RIA

Registered Investment Advisory firm - SEC (1/2/2015 Approved)

Contact Information

Main Address

4975 Preston Park Blvd #490, Plano, TX 75093

Phone Number

(214) 983-0346

# of Employees

5

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VANN EQUITY- ADV 2A PLATFORM BROCHURE-MARCH 2026 (3/31/2026)

VANN EQUITY MANAGEMENT LLC ADV PART 2A-MARCH 2026 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

188

AUM (Assets Under Management)

$231,204,911

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) KNS Ventures LP dba Austin Wealth Specialists - Investment Related; 11824 Jollyville Rd. #500, Austin TX 78759; Flow through entity for other businesses; Limited Partner; Start Date: 11/2010; 5 Hrs./mo., 5 during trading hours; Accounting.

(2) Lucid Life Holdings - Investment Related; 11824 Jollyville Rd. #500, Austin TX 78759; General Partner to KNS Ventures LP; President; Start Date: 11/2010; 0 Hrs./mo.; Accounting

(3) KNS Ventures LP dba Austin Divorce Planners - Investment Related; 11824 Jollyville Rd. #500, Austin TX 78759; Divorce Consulting; 100% Owner/President; Start Date: 12/2012; 10 Hrs./mo., 5 during trading hours; Mediation guidance, consulting, expert witness.

(4) Keith Powell, Sole Proprietor - Investment Related; 11824 Jollyville Rd. #500, Austin TX 78759; Fixed insurance; Insurance Agent; Start Date: 11/2011; 2 Hrs./mo., 2 during trading hours; Insurance sales.

(5) Austin Divorce Resources - Investment Related; 11824 Jollyville Rd. #500, Austin TX 78759; Networking Group; Member; Start Date: 05/2010; 1.5 Hrs./mo., 1.5 during trading hours; Attend monthly meetings.

(6) Business Network International - Investment Related; 11525 N. Community House Rd. Charlotte, NC 28277; Networking Group; Member; Start Date: 10/2012; 7.5 Hrs./mo., 7.5 during trading hours; Attend weekly meetings.

(7) Gypsy Soul LLC - Investment Related; 1006 Pathfinder Way, Round Rock TX 78665; Boat Charter business; Manager; Start Date: 01/2021; 8 Hrs./mo., 0 during trading hours; Captain the boat on charters.

(8) Collaborative Divorce Austin - Investment Related; 11824 Jollyville Rd. #500, Austin TX 78759; Networking Group for Collaborative Divorce cases; Member; Start Date: 01/2015; 2 Hrs./mo., 2 during trading hours; Attend meetings.

(9) Collaborative Divorce Texas - Investment Related; 11824 Jollyville Rd. #500, Austin TX 78759; Networking Group for Collaborative Divorce Cases; Member; Start Date: 06/2016; 1.5 Hrs./mo., 1.5 during trading hours; Attend monthly meetings.

(10) KNS Ventures LP dba Austin Wealth Specialists - Investment Related; 11824 Jollyville Rd. #500, Austin TX 78759; Flow through company from securities business; 48% Partner; Start Date: 12/2010; 80 Hrs./mo., 80 during trading hours; Servicing client accounts.

(11) Quincy Wells Capital, LLC; Chicago, IL; Broker-Dealer; Registered Representative; investment-related; spends approximately 60 hours per month; 40 hours during trading hours.

(12) Keith Powell will be a partner at Compass & Crest, a fixed income sales company. The address of Compass & Crest is 11824 Jollyville Rd., Suite 500, Austin TX, 78759. The start date is May 23, 2024. He plans to spend 5 hours per month during normal trading hours and 10 hours per month outside of normal trading hours. This is investment related.

(13) Keith Powell is a Managing Partner at The Torus Group. The address of The Torus Group is 11824 Jollyville Rd., Suite 500, Austin, Tx, 78759. The start date is Jun 18, 2024. He connects venture capital with companies. He plans to spend 1 hour per month during normal trading hours and 0 hours per month outside of normal trading hours. This is investment related.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VE

VANN EQUITY MANAGEMENT LLC

AUSTIN WEALTH SPECIALSTS | VANN EQUITY MANAGEMENT LLC | PRECISION CAPITAL MANAGEMENT | PCM ADVISORY LLC

CRD#: 174239 / SEC#: 801-80766

RIA

Registered Investment Advisory firm - SEC (1/2/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

IAR

Texas
(8/3/2023)

RR

Texas
(3/26/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1991About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Dec 1998

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Keith Dow Powell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Keith Dow Powell

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