William H. Cox

WEALTHCARE CAPITAL MANAGEMENT LLC

Richmond, VA 23219

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CRD#: 2143012

Professional summary

William Hartwell Cox, CFP®, ChFC®, CLU®, who also goes by Bill Cox, Billy Cox, is a registered financial advisor currently at WEALTHCARE CAPITAL MANAGEMENT LLC located in Richmond, Virginia.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. William has worked at 16 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Cox | Billy Cox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)FINANCIAL CONSULTANTS OF EASTERN VA, INC. (DBA, S-CORP); PASSIVE OWNER; NO TIME SPENT; 100% OWNERSHIP; TERM BEGAN 04/07/2010; TERM EXPIRES 08/07/2010; NO COMP 2) Roberts-Funai Insurance Agency, investment related, North Chesterfield, VA, Insurance Agency, Insurance Agent, Start Date 1990, ), approximately 5 hours/month, all during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Hartwell Cox's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

July 20, 2021 - Present

WEALTHCARE CAPITAL MANAGEMENT LLC

Office #1: 2 James Center 1021 East Cary Street, #702, Richmond, VA 23219

RIA

CRD#: 111119

Richmond, VA

Past

April 23, 2019 - January 6, 2021

ELITE INVESTMENT TEAM LLC

RIA

CRD#: 296922

North Chesterfield, VA

Past

April 1, 2010 - June 28, 2010

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

GLEN ALLEN, VA

Past

April 1, 2010 - June 28, 2010

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

GLEN ALLEN, VA

Past

January 4, 2010 - March 31, 2010

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

RICHMOND, VA

Past

November 28, 2006 - March 31, 2010

CL WEALTH MANAGEMENT LLC

RIA

CRD#: 134922

SCHAUMBURG, IL

Past

November 9, 2006 - December 23, 2009

COMMUNITY BANKERS SECURITIES, LLC

CRD#: 42794

DELTASVILLE, VA

Past

October 20, 2003 - November 27, 2006

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

RICHMOND, VA

Past

August 18, 2003 - November 27, 2006

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

RICHMOND, VA

Past

April 12, 2002 - July 21, 2003

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

RICHMOND, VA

Past

November 5, 1999 - July 17, 2003

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

December 16, 1998 - November 16, 1999

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

July 14, 1997 - December 3, 1998

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

November 21, 1994 - July 28, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 21, 1994 - July 28, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

September 17, 1993 - October 21, 1994

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

June 13, 1991 - July 27, 1992

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

June 13, 1991 - July 27, 1992

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHCARE CAPITAL MANAGEMENT LLC

CRD#: 111119 / SEC#: 801-60183

RIA

Registered Investment Advisory firm - (4/19/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(7/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/6/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/20/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/4/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/12/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTHCARE CAPITAL MANAGEMENT LLC

CRD#: 111119 / SEC#: 801-60183

RIA

Registered Investment Advisory firm - (4/19/2001 Approved)

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Contact information

Main Address

2 James Center 1021 East Cary Street, #702, Richmond, VA 23219

Mailing Address

600 East Main Street Suite 1240, Richmond, VA 23219

Phone number

(804) 644-4711

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WCM DISCLOSURE BROCHURE (7/22/2025)

Regulatory assets under management

Total Number of Accounts	11,564
AUM (Assets Under Management)	$ 3,030,880,135

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William H. Cox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Hartwell Cox's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELITE INVESTMENT TEAM LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

ALLIED BEACON PARTNERS, INC.

CL WEALTH MANAGEMENT LLC

COMMUNITY BANKERS SECURITIES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

LOCUST STREET SECURITIES, INC.

MUTUAL SERVICE CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

AMERICAN GENERAL SECURITIES INCORPORATED

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WEALTHCARE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/6/2019

Series 63

Date: 6/20/1991

Series 7

Date: 1/4/1995

Series 6

Date: 6/12/1991

Current Firm

WEALTHCARE CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHCARE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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