Robert E. Soleim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Soleim JR, who also goes by Robert Edward Soleim, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2015 - November 24, 2017
FELTL ADVISORS
August 19, 2015 - August 24, 2015
FELTL ADVISORS
August 19, 2015 - November 24, 2017
FELTL & COMPANY
January 31, 2014 - August 28, 2015
FINTEGRA, LLC
November 22, 2013 - August 28, 2015
FINTEGRA, LLC
December 17, 2010 - December 2, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
July 18, 2005 - December 17, 2010
FELTL & COMPANY
November 12, 2003 - June 3, 2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 27, 2002 - June 3, 2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 1, 2001 - September 30, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
December 22, 1997 - January 1, 2001
MJK CLEARING, INC.
July 29, 1991 - December 15, 1997
JOHN G. KINNARD AND COMPANY, INCORPORATED
Primary Firm SEC Registration
FELTL ADVISORS
CRD#: 165244 / SEC#: 801-77347
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FELTL ADVISORS
CRD#: 165244 / SEC#: 801-77347
Contact information
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 523 |
| AUM (Assets Under Management) | $ 132,417,421 |
Red Flags
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