David J. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Joseph Evans, who also goes by Dave Evans, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1991. David had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2005 - December 18, 2025
FISHER INVESTMENTS
February 24, 2004 - April 11, 2005
TD AMERITRADE, INC.
September 25, 2003 - January 21, 2004
FISERV INVESTOR SERVICES, INC.
June 4, 2002 - September 8, 2003
CITICORP INVESTMENT SERVICES
April 4, 2002 - September 8, 2003
CITICORP INVESTMENT SERVICES
October 30, 1992 - April 18, 2002
QUICK & REILLY, INC.
October 3, 1991 - October 21, 1992
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 422,516 |
| AUM (Assets Under Management) | $ 386,669,724,038 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
